Developing and maintain the IT/IS policies, processes, operational procedures and process implementation.

Lead and support the risk governance and oversight of information security risk and digital risks matters.

Designing, driving and implementing a security strategy that support the Company objectives and critical assets.

Carry out the review, assessment and compliance check on IT controls and identify non-compliance and work with stakeholders to remediate the non-compliance areas.

Bachelor’s Degree in Information Technology or relevant qualification.

Minimum 5 Years of relevant IT Risk and Control experience within the banking/Financial Services industries.

CISA, CISM, CISSP or other IT governance and security professional qualification.

Experience in brokerage business processes, technology, operations and regulations (MAS Technology Risk Management Guidelines).

Experience in implement and supporting IT Governance, IT Control, IT Security and Technology Compliance Framework.

Align Business, Technology, and UX to deliver high quality digital products.

Execute strategic roadmaps, growth development, launches, and marketing for high product optimisation.

Translate product strategies into high level requirements for development and implementation.

Work closely with cross-functional teams to manage project status, resolve implementation issues and mitigate risks/dependencies timely.

Support in the delivery of projects, prepare and develop proper documentations.

Ensure smooth product/project delivery and BAU operations internally and externally.

Assess consumer needs, current market trends, and potential partnerships for differentiation and positioning to assist in developing product roadmaps.

Contribute to the achievement of acquisition targets, product financial performance, revenue performance, and expense management goals as well as oversee identification and execution of opportunities and gaps business plans.

Help drive innovation by working with external partners/alliances to develop products and manage vendor relationships.

Any other tasks as assigned.

Bachelor's Degree in a relevant field and/or highly knowledgeable in Investment and Banking, Financial Services or Digital Products/Platforms.

Possess a keen sense of technology developments, market trends, and needs of the enterprise business market.

Working experience of more than 3 years as part of a digital finance product team.

Individual who is highly adaptable, a self-initiator and an action-oriented team player.

Good project management skills with attention to details, ability to multi-task and work within timelines.

Have the drive and commitment to follow through in succeeding in a competitive market environment.

Strong stakeholder management and effective communication skills.

Some knowledge of regulatory requirements of the industry.

Ability to speak Mandarin and experience working with Mandarin speakers to work with our Mandarin-speaking counterparts.

Read and keep abreast with developments in technology and security related regulations and guidelines including the following:

• Computer Misuse Act
• MAS Guidelines (Outsourcing, Business Continuity Management and Technology Risk Management)
• Group IT Policy

Coordinate IT Audit activities and follow-up action plan.

Ensure all regulatory and IT audit points are addressed to respective IT departments within a given timelines.

Ensure all required documents and actions related to MAS TRM are performed.

Performs other job duties and functions as assigned.

Bachelor’s degree in Information Technology, Cybersecurity or related disciplines.

Minimum 3 years working experience in technology risks and controls.

Possess good understanding of regulatory knowledge.

Strong understanding of technology risks faced by financial institutions.

Good communication and interpersonal skills.

Able to communicate fluently in English and Chinese, the latter due to having to communicate with Chinese speaking counterparts in China.

As the company is licensed to deal in securities, collective investment schemes, the candidate should be able to perform end-to-end trade settlement, knowledge of corporate action of Equities, Mutual funds, Options.

Check and verify all securities/trade transactions are completed, settlements instructions are processed in a timely and accurate manner.

Review all trade matching reports and ensure all failed trades are promptly resolved.

Ensure funding sufficiency for trade settlement.

Processing of Settlement/Corporate action events in an accurate, timely manner and adhere to deadlines.

Reconciliation trade/shares, corporate actions.

Identifying gaps, ensuring controls are implemented to close those gaps, review operational risk and put-up recommendation with timely updating of standard operating procedures.

Interpret data and make necessary recommendations for the launch of new products/services and upgraded platforms.

Adhering to control procedures, manage the escalation and seek to resolve all requests/inquiries/issues/errors, identify policy gaps and formulate policies to streamline processes.

Participate in project initiatives and take up ad hoc tasks as required. Timely updates of standard operating procedures (SOP).

This job will experience a rotation of roles within the Operations team. Might need to go on routine shift work.

Bachelor’s degree/University degree or equivalent experience with at least 3 years of relevant experience in Equities or Derivatives in either the retail or institutional business.

Trade support/settlement experience in either stockbroking firms, custodian/banks or clearinghouse.

Possess knowledge and experience in ETF/Options/ Mutual funds.

Understands the entire trade flow from front to back and the reconciliation process.

Knowledge of payment and receipts skillsets.

Attention to detail and intermediate problem-solving skills and be able to multi-task well.

Fluent in Mandarin & English (verbal & written) is a must as communication with counterparts based in China is essential.

Enjoys engaging in teamwork with a positive and constructive attitude.

Proficient in MS office and Excel.

Be able to perform end-to-end Equities, Mutual funds, and Options Transactions/Corporate actions etc.

Check and verify that all securities/trade transactions are completed, settlements instructions are processed in a timely and accurate manner.

Review all trade matching reports and ensure all failed trades are promptly resolved.

Ensure funding sufficiency for trade settlements.

Reconciliation trade/shares, corporate actions for Equities, Mutual funds, and Options.

Identifying gaps, ensuring controls are implemented to close those gaps, review operational risk and put-up recommendation with timely updating of standard operating procedures.

Setup of process flow for new products and markets with a counterparty/ custodian and streamline the process.

Interpret data and make recommendations for the launch of new products/services and upgraded platforms.

Adhering to control procedures, manage escalate and resolve all requests/inquiries/issues/errors and identify policy gaps and formulate policies to streamline processes.

Participating in project initiatives and taking up ad hoc tasks as required.

Support change by assisting in devising and implementing improved processes and global entity operations function.

This job will experience a rotation of roles within the Operations team. Might need to go on routine shift work.

Assist in other ad-hoc duties as assigned.

Bachelor’s degree/University degree or equivalent experience with more than 6 years of relevant experience in Equities or Derivatives in either the retail or institutional business.

Trade support/settlement in either stockbroking firms, custodian/banks or clearinghouse.

Possess knowledge and experience in Equities/Options/ Mutual funds etc.

Understands the entire trade flow from front to back and the reconciliation process.

Knowledge of payment and receipt skillsets.

Attention to detail and intermediate problem-solving skills.

Fluent in Mandarin & English (verbal & written) is a must as communication with Chinese-speaking counterparts in China is necessary.

Enjoys engaging in teamwork with a positive and constructive attitude.

Proficient in MS office and Excel.